-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WpJXbKkfgiMB3z+WavE3HbkQiLkDr6X7X64XBNSVU5eHrD7aJLg9zSfye0UipQ/H bPl0wGo3bfiB6phoM1EWow== 0000916444-97-000002.txt : 19970626 0000916444-97-000002.hdr.sgml : 19970626 ACCESSION NUMBER: 0000916444-97-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970625 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM MEDICAL INDUSTRIES INC CENTRAL INDEX KEY: 0000916444 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 870459536 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-51167 FILM NUMBER: 97629155 BUSINESS ADDRESS: STREET 1: 1772 W 2300 SOUTH CITY: SALT LAKE CITY STATE: UT ZIP: 84119 MAIL ADDRESS: STREET 1: 900 FIRST INTERSTATE PLAZA STREET 2: 170 SOUTH MAIN CITY: SALT LAKE CITY STATE: UT ZIP: 84101 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM MEDICAL INDUSTRIES INC CENTRAL INDEX KEY: 0000916444 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 870459536 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1772 W 2300 SOUTH CITY: SALT LAKE CITY STATE: UT ZIP: 84119 MAIL ADDRESS: STREET 1: 900 FIRST INTERSTATE PLAZA STREET 2: 170 SOUTH MAIN CITY: SALT LAKE CITY STATE: UT ZIP: 84101 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. _______________)* PARADIGM MEDICAL INDUSTRIES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 69900Q108 (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 69900Q108 13G Page 2 of 5 Pages 1 NAME OF REPORTING PERSONS (Filing jointly) S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert W. Millar 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [] (b) [] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OR ORGANIZATION U.S.A. Citizen 5 SOLE VOTING POWER NUMBER OF 455,506 SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON 6 SHARED VOTING POWER WITH -0- 7 SOLE DISPOSITIVE POWER 455,506 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 455,506 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12 TYPE OF REPORTING PERSON* IN Includes 84,000 shares of Common Stock issuable upon the exercise of stock options granted to Mr. Millar under the Company's 1995 Stock Option Plan. Item 1. (a) Name of Issuer Paradigm Medical Industries, Inc. (b) Address of Issuer's Principal Executive Offices 1772 West 2300 South Salt Lake City, Utah 84119 Item 2. (a) Name of Persons Filing Robert W. Millar (b) Address of Principal Business Office or, if none, Residence 1772 West 2300 South Salt Lake City, Utah 84119 (c) Citizenship United States of America (d) Title of Class of Securities Common Stock (e) CUSIP Number 69900Q108 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: Not Applicable. (a) ___ Broker or Dealer registered under Section 15 of the Act (b) ___ Bank as defined in section 3(a(6) of the Act (c) ___ Insurance Company as defined in section 3(a)(19) of the act (d) ___ Investment Company registered under section 8 of the Investment Company Act (e) ___ Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) ___ Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Sec. 240.13d-1(b)(1)(ii)(F) (g) ___ Parent Holding Company, in accordance with Sec. 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) ___ Group, in accordance with Sec. 240.13d-1(b)(1)(ii)(H) Item 4. Ownership (a) Amount Beneficially Owned as of December 31, 1996: 455,506 (b) Percent of Class Common Stock 14.3% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote Common Stock: 455,506 (includes 84,000 shares of Common Stock issuable upon the exercise of stock options granted to Mr. Millar under the Company's 1995 Stock Option Plan). (ii) shared power to vote or to direct the vote -0- (iii)sole power to dispose or to direct the disposition of Common Stock: 455,506 (includes 84,000 shares of Common Stock issuable upon the exercise of stock options granted to Mr. Millar under the Company's 1995 Stock Option Plan). (iv) shared power to dispose or to direct the disposition of -0- Item 5. Ownership of Five Percent or Less of a Class Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Not Applicable. Item 10. Certification Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 23, 1997 Date Robert W. Millar -----END PRIVACY-ENHANCED MESSAGE-----